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Conference Overview:

Sponsorship:

Speaking:

Cocktail Reception Sponsored by:

Supported by:

Investment Counsel and Portfolio Managers

Chief Compliance/Legal Officers, Chief Financial Officers, VPs of Operations

Master new rules and changes: NI 81-107, NI 24-101, GIPS, soft dollars, governance excellence, audit management, and U.S. procedures.

Develop implementation strategies: Take away information to adapt to new regulatory requirements and ensure the continuing success of your operations.

Prepare for regulatory change: Hear from leading regulators across Canada about impending reforms and modifications of your internal procedures.

Provincial Regulators

Senior Legal Counsel, Directors of Market Regulation, Vice Presidents of Enforcement, Mangers of Compliance

Get feedback from the industry: Hear directly from investment firms on how they are coping with changes and adopting new practices.

Connect with constituents: Build alliances with compliance officers to help you move forward with the most effective legislation.

Learn from fellow regulators: Get updates from your colleagues and acquire key knowledge to improve future initiatives.

Lawyers & Consultants

Partners, Associates, Corporate Securities Litigators, Capital Market Specialists

Build alliances and win new business: Connect with compliance officers and showcase your expertise.

Practice leadership: Make an impact on future clients and ensure the success of your firm.

Provide invaluable advice: Showcase your firm’s qualities by supplying the industry with timely solutions to their most pressing problems.

Send your entire team
Ensure that you develop a common vision across your compliance department by sending your entire team to this premier event. Special team pricing provides great value for your conference dollar—see the registration form for details.

Hear what past delegates had to say…

“Excellent agenda topics. Good information from regulators!” Brenda Burns, Administration Manager, Canso Investment Counsel

“Good conference with lots of opportunity for questions and open dialogue.” Katie Harrigan, Compliance Analyst, Burgundy Asset Management

“Very good presenters and very knowledgeable.” Mary Irvine, Compliance Coordinator, Highstreet Asset Management