STRATEGY INSTITUTE | Executive Education

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Conference Overview:

Benefits and Opportunities

Sponsorship:

How to become a Sponsor

Speaking:

How to become a Speaker

Premium Platinum Sponsor:

Silver Sponsors:

Mutual Fund Point of Sale Strategies \| benefits and opportunities

This Conference is specifically designed for:

Mutual Fund Manufacturers
CCO \| Compliance Officer \| In-House Legal Counsel \| Internal Audit \| CIO \| Directors and Managers of IT \| VP, Operations \| Directors and Managers of Operations
• Hear the latest updates from the regulators • Develop better systems for fee disclosure • Understand how the rule will impact your firm • Create an arbitrage action plan • Develop protocols for cancellation and rescission rights

Mutual Fund Distributors
CCO \| Compliance Officer \| In-House Legal Counsel \| Internal Audit \| CIO \| Directors and Managers of IT \| VP, Operations \| Directors and Managers of Operations
• Understand how delivery obligations could impact your firm • Develop strategies for preparing for the final rule • Hear how others see the risk classification problem

Lawyers and Consultants
Partners \| Associates \| Advisors
• Demonstrate your expertise to leaders in the Canadian securities industry • Build your practice in the securities area • Engage growth opportunities by meeting potential future clients • Enhance your grasp of regulatory issues with direct feedback from all participants

Technology Service Providers
Directors and Managers \| Business Development \| National and Regional Sales Representatives
• Get on the short list: Make sure you are top-of-mind when mutual fund companies look to source technology solutions • Network with key decision-makers: Identify new opportunities and trends developing from new innovations • Form new alliances: Generate new business and successfully collaborate with industry leaders • Be on the leading edge: Establish yourself as a driver of innovation and measurable results

What your peers had to say about our past events
“Very informative and well planned. The speakers seem experienced in their field and able to provide detailed information and answer questions fully.” Marja-Lisa Shea, Securities Law Specialist, Franklin Templeton “Conference has been very worthwhile." Jacqlyn Stein, Chief Compliance Officer, BNY Mellon Asset Management Canada “Excellent agenda topics!” Brenda Burns, Administration Manager, Canso Investment Counsel “A lot of information was given on the evolving function of CCO-particularly useful was to hear from the regulators and industry peers who succeeded in their compliance function.” Anna Gonchapova, CFO, Resolute Funds Limited “Thank you for helping work out the implications of the new regulations.” H. Barfurth, Compliance & Risk Management, CFG Heward Inv-Mgmt “Excellent combination of securities regulators, industry professionals and professional advisors to the industry.” Paola Turner, Senior Associate Lawyer, Heenan Blaikie LLP
Ensure Your Leadership with a Customized Sponsorship/Exhibit Package
By sponsoring this one-of-a-kind event, you can showcase your company as an industry LEADER. Ensure your presence is known. Select sponsorship packages are still available. To learn more, contact George Pollard at 1-866-298-9343 ext. 272, or email pollard@strategyinstitute.com.
Bring your team and benefit from special pricing: Develop strategies to build a successful cost-effective development plan
Ensure all members and staff of your organization understand the latest investment developments by sending your team to this conference. Take this opportunity to develop a shared vision with them. Send your entire team and increase the potential success of your next challenge!