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| Mutual Fund Point of Sale Strategies | agenda at-a-glance |
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| 8:00 AM |
Registration and Continental Breakfast |
| 8:45 AM |
Opening Comments from the Chair
Susan Han, Associate Counsel, Miller Thomson, LLP |
| 9:00 AM |
Regulatory Update: Get the most up to date information on point of sale disclosure for mutual funds and how it will affect you
Rhonda Goldberg, Manager, Investment Funds Branch, Ontario Securities Commission
Noreen Bent, Manager and Senior Legal Counsel, Legal Services, Corporate Finance, British Columbia Securities Commission
Bob Bouchard, Manitoba Securities Commission
Eric Lapierre, Autorite des Marches Financiers |
| 9:45 AM |
Regulators’ Interactive Q&A Session |
| 10:00 AM |
Networking Break |
| 10:30 AM |
Meeting your Compliance Obligations for Advisors: How can you prove delivery?
Larry Boyce, Partner, Sutton Boyce Gilkes
Ellen Bessner, Partner, Cassels Brock and Blackwell
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| 11:15 AM |
Creating an action plan for meeting the product arbitrage challenge
Eric Adelson, Senior Vice President, Legal, Invesco Trimark
Dan Hallett, Director, Asset Management, HighView Asset Management Inc. |
| 12:00 PM |
Networking Luncheon |
| 1:30 PM |
Better, Clearer Fee Disclosure: Will the new rules accomplish this?
Jon Cockerline, Director, Policy-Dealer Issues, IFIC
Ilana Singer, Associate Director, FAIR Canada |
| 2:30 PM |
Point of Sale and the International Context: How is it playing out in other jurisdictions?
Kelley McKinnon, Partner, Gowlings, LLP
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| 3:15 PM |
Networking Break |
| 3:30 PM |
Panel
The Changing Role of Operations: How producing the Fund Facts will impact your firm
Robert Boic, Broadridge Investor Communications Solutions, Canada
Anthony Boright, President, VAULT Solutions Inc.
Brooke Biscoe, Vice President of Business Development Fundata of Canada
 More to come...
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| 4:15 PM |
POS Fund Facts and its impact on your continuous disclosure obligations
Patricia Rosch, President, Broadridge Investor Communications Solutions, Canada |
| 5:00 PM |
Conference Adjourns to Day Two |
| 5:15 PM |
Evening Social Activity
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| 8:00 AM |
Registration and Continental Breakfast |
| 8:45 AM |
Opening Comments from the Chair
Susan Han, Associate Counsel, Miller Thomson, LLP |
| 9:00 AM |
Compliance Session
Delivery of the Fund Facts: How to structure your delivery method to meet compliance obligations
Michael Holder, Associate General Counsel, Jovian Capital
Susan Han, Associate Counsel, Miller Thomson, LLP |
| 10:00 AM |
Networking Break |
| 10:30 AM |
Legal and Compliance Session
Cancellation and Rescission Rights: The final word?
Julia Dublin, Partner, Aylesworth, LLP |
| 11:15 AM |
Legal and Compliance Session
The risk classification problem; how your firm can respond
Ken Kivenko, Chair, Advisory Committee, Small Investor Protection Association (SIPA)
More to come . . . |
| 12:00 PM |
Conference Adjourns |
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